Defence Mechanisms
Defense
mechanisms involve mild distortions or reality, but they are functional and
necessary. DM are developed and used to avoid painful or threatening
information. It is in order to maintain repression and to try to protect the
ego from anxiety. Anxiety is a signal of
danger from within. If the defenses become too rigid or overused they may
constrict the individual's functioning. DM is outlets for unconscious impulses.
Any group of mental processes that enable the mind to reach compromise
solutions to problems that it is unable to resolve. This mostly unconscious
process produces the compromises needed to conceal from one internal drives or
feelings that threaten to lower self-esteem or to provoke anxiety. These then
are the forces in the mind that battle and oppose one another. In
psychoanalytic theory, any of a group of mental processes that enables the mind
to reach compromise solutions to problems that it is unable to resolve. The
process is usually unconscious and the compromise generally involves concealing
from oneself internal drives or feelings that threaten to lower self-esteem or
provoke anxiety
A number of phenomena are
used to aid in the maintenance of repression. These are termed Ego
Defense Mechanisms (the terms “Mental Mechanisms” and “Defense Mechanisms”
are essentially synonymous with this). The primary functions of these
mechanisms are:
1.
To minimize anxiety
2.
To protect the ego
3.
To maintain repression
Repression is useful to the individual
since:
1.
It prevents discomfort
2.
It leads to some economy of time and effort
In regard to the latter (#2
under Repression), the exclusion of conflictual material from conscious thought
simplifies decision-making since some alternate courses of action are
automatically excluded from consideration. This unconscious economy can
be illustrated by an analogy to a conscious process, prejudice.
(Prejudice is often conscious though the reasons for it may be outside
awareness.) Suppose a man is in a restaurant. He knows that he
"does not like" seafood. There is a part of the menu he need
not read, some options he need not consider. The disadvantages
of repression include:
1.
Interference with rational decision-making
2.
Complications in living resulting from defense mechanisms used to maintain the
repression
3.
Utilization of energy
The last point is based upon
the Libido Theory. This story is less widely accepted than is the Theory
of Instincts and the Theory of the Unconscious. Libido is described as
the energy associated with the life instinct. This energy is utilized in
attaining instinctual goals; that is, portions of it may be
"cathected" to the objects by which an instinctual need may be
satisfied.
According to the Libido
Theory, some of this energy may be diverted in order to maintain
repression. The more that is repressed, the less energy there is for
goal-seeking activity. It has not been possible to identify and measure
the energy components of repression, and the theory remains unproven.
However, the concept of repression, per se, and of the defense mechanisms does
not require this particular construct anyway. Ego Defense Mechanisms
are:
1. Unconscious (i.e., the person
utilizing them is not aware of doing so; however, most of them have conscious
analogs.
2. Not in themselves
pathological (most of them are used regularly by health people; desirable or
undesirable consequences depend on the circumstances, manner, and extent of
use).
Exceptions to these two
generalizations will be noted. A listing of defense mechanisms is an
attempt to classify complex patterns of activity. The infinite varieties
of human behavior make any classification, by necessity, incomplete.
Definitions of various mechanisms overlap. The same observed behavior may
apparently be explained by more than one mechanism, and often several
mechanisms are used in combination. In addition, the mechanisms may serve
other purposes besides the primary ones
DEFENSE MECHANISMS Ego Defense Mechanisms include:
Acting
Out: The
individual deals with emotional conflict or internal or external stressors by
actions rather than reflections or feelings. This definition is broader
than the original concept of the acting out of transference feelings or wishes
during psychotherapy and is intended to include behavior arising both within
and outside the transference relationship. Defensive acting out is not
synonymous with “bad behavior” because it requires evidence that the behavior
is related to emotional conflicts.
Affiliation: The individual deals with
emotional conflict or internal or external stressors by turning to others for
help or support. This involves sharing problems with others but does not
imply trying to make someone else responsible for them.
Aim inhibition: Placing a
limitation upon instinctual demands; accepting partial or modified fulfillment
of desires. Examples: (1) a person is conscious of sexual desire
but if finding it frustrating, "decides" that all that is really
wanted in the relationship is companionship. (2) A student who originally
wanted to be a physician decides to become a physician's assistant. Aim
inhibition, like the other mechanisms, is neither healthful nor pathological,
desirable nor undesirable, in itself. It may be better to have half a
loaf than no bread, but an unnecessary aim inhibition may rob one of otherwise
attainable satisfactions. Note that the first example could include the mechanism
of displacement, and the second, rationalization. Up to a point, mutual
idealization can make for a happy relationship; however, unrealistic
expectations of another person based upon this mechanism can lead to serious
disappointment.
Altruism: The individual deals with
emotional conflict or internal or external stressors by dedication to meeting
the needs of others. Unlike the self-sacrifice sometimes characteristic
of reaction formation, the individual receives gratification either vicariously
or from the response of others.
Anticipation: The individual
deals with emotional conflict or internal or external stressors by experiencing
emotional reactions in advance of, or anticipating consequences of, possible
future events and considering realistic, alternative responses or solutions.
Autistic Fantasy: The individual deals with
emotional conflict or internal or external stressors by excessive daydreaming
as a substitute for human relationships, more effective action, or problem
solving.
Avoidance: A defense
mechanism consisting of refusal to encounter situations, objects, or activities
because they represent unconscious sexual or aggressive impulses and/or
punishment for those impulses; avoidance, according to the dynamic theory, is a
major defense mechanism in phobias. [Symbolization] [Displacement]
Compensation – The individual deals with
their frustration and inadequacy in one area by investing in
another. Encountering failure or
frustration in some sphere of activity, one overemphasizes another. The
term is also applied to the process of over-correcting for a handicap or
limitation. Examples: (1) a physically unattractive adolescent
becomes an expert dancer. (2) A youth with residual muscle damage from
poliomyelitis becomes an athlete.
Conversion: Conflicts
are presented by physical symptoms involving portions of the body innervated by
sensory or motor nerves. This mechanism and Somatization are the only
ones that are always pathological. Examples: a man's arm becomes
paralyzed after impulses to strike another (2) regular heavy drinking
limited to weekends; (3) long periods of sobriety interspersed with binges of
daily heavy drinking lasting for weeks or months. [Somatization]
Deflection: Also detected
when the individual is in group therapy and consists of redirecting attention
to another group member.
Denial: Like all defense mechanisms
keeps fear and anxiety at bay. Failing to recognize obvious implications or
consequences of a thought, act, or situation. Examples: (1) a person
having an extramarital affair gives no thought to the possibility of pregnancy.
(2) Persons living near a volcano disregard the dangers involved. (3) A
disabled person plans to return to former activities without planning a
realistic program of rehabilitation.
The
defense of numbness anesthetizes the pain, allowing the Psych a little time to
absorb the magnitude of what has happened. Numbness can come and go.
Using
denial guards against the fear that if they stop denying what they feel, the
lid will come off the emotional tornado.
Denial
is born out of the desire to feel better fast, to be done with the pain. Puts
the pain off until we can deal with it. Denial is one of the earliest forms of
ego defense.
Is the simplest of all the defense mechanisms. . It is
the conscious refusal to recognize the real nature of one’s behaviour, or that
painful facts exist. By denying the true facts, the individual can escape
intolerable thoughts, feelings, or events.
Devaluation: The
individual deals with emotional conflict or internal or external stressors by
attributing exaggerated negative qualities to self or others. [Idealization]
Displacement: – We deflect our feelings
onto another target, often this is done consciously. In true displacement it is
done unconsciously.
A change in the object by which an instinctual drive is to be satisfied;
shifting the emotional component from one object or idea to another.
Examples: (1) a woman is abandoned by her fiancé’; she quickly finds another
man about whom she develops the same feelings; (2) a salesman is angered by his
superior but suppresses his anger; later, on return to his home, he punishes
one of his children for misbehavior that would usually be tolerated or
ignored. Displacements are often quite satisfactory and workable mechanisms; if
one cannot have steak, it is comforting to like hamburger equally well.
As the March Hare observed, "I like what I have is the same as I have what
I like." However, the example of displaced anger illustrates a situation,
which, if often repeated, could cause serious complications in the person’s
life. Conscious acceptance of a substitute with full recognition that it
is a substitute for something one wants is an analog of displacement.
Dissociation:
Splitting-off a group of thoughts or activities from the main portion of
consciousness; compartmentalization. Example: a politician works vigorously for
integrity in government, but at the same time engages in a business venture
involving a conflict of interest without being consciously hypocritical and
seeing no connection between the two activities. Some dissociation is
helpful in keeping one portion of one's life from interfering with another
(e.g., not bringing problems home from the office). However, dissociation
is responsible for some symptoms of mental illness; it occurs in
"hysteria" (certain somatoform and Dissociative disorders) and
schizophrenia, the dissociation of hysteria involves a large segment of the
consciousness while that in schizophrenia is of numerous small portions.
The apparent splitting of affect from content often noted in schizophrenia is
usually spoken of as dissociation of affect, though isolation might be a better
term.
Fixation:
The cessation of the process of development of the personality at a stage short
of complete and uniform mature independence is known as fixation. [Regression]H
Complaining: The
individual deals with emotional conflict or internal or external stressors by
complaining or making repetitious requests for help that disguise covert
feelings or hostility or reproach toward others, which are then expressed by
rejecting the suggestions, advice, or help those others offer. The
complaints or requests may involve physical or psychological symptoms or life
problems.
Humor: The individual deals with
emotional conflict or external stressors
by emphasizing the amusing or ironic aspects of the conflict or
stressors.
Idealization: -- Overestimation of the desirable qualities
and underestimation of the limitations of a desired object. Examples: (1)
a lover speaks in glowing terms of the beauty and intelligence of an
average-looking woman who is not very bright.
(2) A
purchaser, having finally decided between two items, expounds upon the
advantages of the one chosen. [Devaluation]
Many
people avoid painful memories and feelings by idealizing the deceased. In most
cases, Idealization is strong at
first but then tapers off. People over idealize because it is unacceptable to
them to feel ambivalent or negative feelings. But when it continues, it's a
problem. Idealization creates a totally unrealistic image, a fantasy that
prevents people from going on. They become stuck, immobilized by the fantasy
and by guilt about their anger. They become depressed. They have difficulty
connecting with other people because the more someone is idealized the more
everyone is measured against them.
Identification: Similar to introjection, but
of less intensity and completeness. The unconscious modeling of one's self upon
another person. One may also identify with values and attitudes of a
group. Examples: (1) without being aware that he is copying his teacher,
a resident physician assumes a similar mode of dress and manner with patients.
(2) A school girl wants her mother to buy her the same kind of shoes her classmates
are wearing; she angrily rejects the idea that she is trying to be like the
other girls and insists that the shoes are truly the best available and are the
style she has always wanted. Conscious analogs of identification are
intentional imitation of others and volitional efforts to conform to a group. [Incorporation] [Introjection]
Incorporation: The
assimilation of the object into one's own ego and/or superego. This is
one of the earliest mechanisms utilized. The parent becomes almost
literally a part of the child. Parental values, preferences, and
attitudes are acquired. [Introjection]
[Identification]
Intellectionalization – The individual
“understands” and acknowledge that he “must have certain repressed impulses”
but only goes that far. The affect/impulses is not brought into consciousness
only the thought. The individual deals with emotional conflict or
internal or external stressors by the excessive use of abstract thinking or the
making of generalizations to control or minimize disturbing feelings.
Isolation:
The
splitting-off of the emotional components from a thought. Example: a
medical student dissects a cadaver without being disturbed by thoughts of
death. Isolation may be temporary (affect postponement). Example: a
bank teller appears calm and cool while frustrating a robbery but afterward is
tearful and tremulous. Obsessive compulsives commonly over utilize the
mechanism of isolation.
Omnipotence: The individual
deals with emotional conflict or internal or external stressors by feeling or
acting as if he or she possesses special powers or abilities and is superior to
others.
Passive Aggression: The individual deals
with emotional conflict or internal or external stressors by indirectly and
unassertively expressing aggression toward others. There is a facade of
overt compliance masking covert resistance, resentment, or hostility.
Passive aggression often occurs in response to demands for independent action
or performance or the lack of gratification of dependent wishes but may be
adaptive for individuals in subordinate positions who have no other way to
express assertiveness more overtly.
Projection - is one of the primitive
defenses another is Introjections. The ego uses both to relocate objects
outside or inside its boundaries depending on whether this is helpful in
alleviating anxiety. Projection is used as early as 3 years of age to lighten
the load the burden of ones aggressive wishes. Projection is a form of defense
in which unwanted feelings, wishes, aims and motives are displaced onto another
person, where they then appear as a threat from the external world. The person
simply cannot accept them, as belonging to himself a common example is when the
individual is threatened by his own internal hostile feelings. To discharge
these feelings/energies accuses another of harboring these very hostile
thoughts. Someone with a lot of repressed hostility will see others as hostile
and dangerous. They adopt a defensive, suspicious style to protect themselves
from all the malicious others. Protects the individual by ascribing them to
other people.
Attributing one's thoughts
or impulses to another person. In common use, this is limited to unacceptable
or undesirable impulses. Examples: (1) a man, unable to accept that he
has competitive or hostile feelings about an acquaintance, says, “He doesn’t
like me.” (2) A woman, denying to her that she has sexual feelings about a
co-worker, accuses him, without basis, of flirt and described him as a “wolf.”
This defense mechanism is commonly over utilized by the paranoid. A
broader definition of projection includes certain operations that allow for
empathy and understanding of others. Recognition that another person is
lonely or sad may be based not upon having seen other examples of loneliness or
sadness and learning the outward manifestations but upon having experienced the
feelings and recognizing automatically that another person’s situation would
evoke them. [Projective
identification]
Introjection: The process of
assimilation of the picture of an object (as the individual conceives the
object to be). For example, when a person becomes depressed due to the
loss of a loved one, his feelings are directed to the mental image he possesses
of the loved one.
Object
relation theory looks at the processes as a projective and introjective cycle.
Each cycle a new re-drawing of the boundary of the self to relieve anxiety yet
sets off another, which is slightly less strong. Objects are seen as good or
bad. They become the basic building blocks of the mind with which to operate
resulting in a particular version of self and reality. In the beginning they
are thought to be feeling states associated with attachments to real people and
are gradually taken to be associated with representations in the mind of
external objects. This is the self-structures a product of the internalization
of attachments in the form of object relationships. Internal objects can be
good or bad. Through projective identification the person can externalizes
their internal conflicts. Their bad are projected outwardly. This is a
defensive strategy against internal anxiety of annihilation or persecution,
which help to stabilize the ego. The ego is the manager stabilizing the
internal states. By projection the bad introjected is externalized and is now
contained inside the other person or institution. Similarly good objects are
introjected into the person to control anxiety and thus deal with it when it
threatens to destroy the self from the inside. Containment is of enormous
importance to the nurturing, helping and therapeutic relationship as it tames
anxiety and enables its toleration.
Objects
can go both ways across this space, mediated by the ego. This is an intricate
interplay over boundaries of the self. In a coercive environment the balance
between good and bad objects is disrupted and consequently the ego strength and
the development of the super-ego.
High levels of ambivalence develops during the
separation-individuation process is especially weighted with high levels of
rage and hate, defenses against its expression towards primary love objects
become virtually obligatory and range from denial to splitting to
internalization (turning the hated against the self, hate-imbued identification
and identification with the aggressor. And eventually regression and guilt, and
to externalization (projection, projective identifications and commonly
displacement).
Projective
Identification
– wherein there is an internal split and projection, the person retains and
becomes the good self who can pronounces judgment on and attacks the split-off
bad self externally towards others. Discharging the aggression through the
aggression towards others. As in projection, the individual deals with
emotional conflict or internal or external stressors by falsely attributing to
another his or her own unacceptable feelings, impulses, or thoughts.
Unlike simple projection, the individual does not fully disavow what is
projected. Instead, the individual remains aware of his or her own
affects or impulses but mis-attributes them as justifiable reactions to the
other person. Not infrequently, the individual induces the very feelings
in others that were first mistakenly believed to be there, making it difficult
to clarify who did what to whom first. [Projection]
Reaction
Formation –
Is the fixation in consciousness of an idea, affect or desire that is opposite
to a feared unconscious impulse. Actions are diametrically opposite to want the
person unconsciously wants. Example, repressed dependency needs in a person,
may displays toughness, independence. One notes a rigidity of belief systems is
an indicator of level of defensiveness and the degree of emotions invested in
the belief system. A well person can tolerate other people’s points of view.
Going to the opposite extreme; overcompensation for unacceptable impulses.
Examples: (1) a man violently dislikes an employee; without being aware of
doing so, he "bends over backwards" to not criticize the employee and
gives him special privileges and advances. (2) A person with strong antisocial
impulses leads a crusade against vice. (3) A married woman who is disturbed by
feeling attracted to one of her husband's friends treats him rudely.
Rationalization
– Is the substitution of safe
and reasonable explanation for the true (but threatening) cause of behaviour in
order to hide one’s true motives. It is simply the excuse. Massive
Denial and Obfuscation (to confuse, bewilder, stupefy, to darken, in the way
of) for years to something they didn’t want to admit to. Famous myths such as
Homer’s “Odyssey” push us forward by inspiring us to be courageous in the face
of difficult decisions. But all myths aren’t created equal. Some myths simply
rationalize our situation and in doing so help us to accept our fate. That is
they tell us that we don’t have to face up to life’s challenging situation.
These rationalizations them become half-truths or even less. A man’s opinion is
only as good as his honesty. Offering a socially acceptable and
apparently more or less logical explanation for an act or decision actually
produced by unconscious impulses. The person rationalizing is not
intentionally inventing a story to fool someone else, but instead is misleading
self as well as the listener. Examples: (1) a man buys a new car, having
convinced himself that his older car won't make it through the winter. (2) A
woman with a closet full of dresses buys a new one because she doesn't have
anything to wear.
Regression is a return to earlier
stages of development and the earlier forms of gratification that were a part
of this stage. This occurs when dangers or conflicts arise at later
developmental stages. By another
anxiety-evading mechanism known as regression, the personality may suffer a
loss of some of the development already attained and may revert to a lower
level of adaptation and expression. [Fixation]
Repression –
Is the withdrawal from consciousness of the unwanted idea, affect or desire by
pushing it down or repressing it into the unconscious part of the mind.
Emotional conflicted material is excluded from consciousness because of its
painful nature. The
involuntary exclusion of a painful or conflictual thought, impulse, or memory
from awareness. This is the primary ego defense mechanism; others
reinforce it. "A
conception developed initially by Freud and the psychoanalysts, to a
mental process arising from conflict between the 'pleasure principle' and the
'reality principle', as when impulses and desires are in conflict with enforced
standards of conduct; as a result such impulses and desires with the associated
memories and ideal systems, and the painful emotions arising out of the
conflict, are actively or automatically thrust out of consciousness into the
unconscious, in which, however, they still remain active, determining behavior
and experience, for the most part indirectly and producing neurotic symptoms of
various kinds, as well as determining dreams, both night and day, and
underlying many types of deviations from normal behavior." (Drever, 1952)
Resistance: This
defense mechanism produces a deep-seated opposition to the bringing of
repressed (unconscious) data to awareness. Through its operation, the
individual seeks to avoid memories or insights, which would arouse anxiety.
Restitution:
The mechanism of relieving the mind of a load of guilt by making up or
reparation (paying up with interest). [Reaction formation] [Undoing]
Self-Assertion: The
individual deals with emotional conflict or stressors by expressing his or her
feelings and thoughts directly in a way that is not coercive or manipulative.
Somatization: Conflicts
are represented by physical symptoms involving parts of the body innervated by
the sympathetic and parasympathetic system. Example: a highly competitive
and aggressive person, whose life situation requires that such behavior be
restricted, develops hypertension. [Conversion]
Substitution: Through this
defense mechanism, the individual secures alternative or substitutive
gratification comparable to those that would have been employed had frustration
not occurred.
Suppression:
Usually listed as an ego defense mechanism but actually the conscious analog of
repression; intentional exclusion of material from consciousness. At
times, suppression may lead to subsequent repression. Examples: (1) a
young man at work finds that he is letting thoughts about a date that evening
interfere with his duties; he decides not to think about plans for the evening
until he leaves work. (2) A student goes on vacation worried that she may be
failing; she decides not to spoil her holiday by thinking of school. (3) A
woman makes an embarrassing faux pas at a party; she makes an effort to forget
all about it. In the first example, suppression was probably a desirable
mechanism since it permitted concentration on work and deferred dealing with
plans for the evening until a more appropriate time. In the second
instance, suppression would have been undesirable if failing work could have
been corrected during vacation or if a realistic appraisal of probable
consequences of the school situation would have permitted battery planning.
Sublimation – is the diversion or
deflection of instinctual drives, usually sexual ones, into new instinctual
channels such as artistic or scientific endeveavours. Attenuating the
force of an instinctual drive by using the energy in other, usually
constructive activities. This definition implies acceptance of the Libido
Theory; the examples do not require it. Sublimation is often combined
with other mechanisms, among them aim inhibition, displacement, and
symbolization. Examples: (1) a man who is dissatisfied with his sex life
but who has not stepped out on his wife becomes very busy repairing his house
while his wife is out of town. Thus, he has no time for social
activities. (2) A woman is forced to undertake a restrictive diet; she becomes
interested in painting and does a number of still life pictures, most of which
include fruit. The conscious use of work or hobbies to divert one’s thoughts
from a problem or from a rejected wish is an analog of this. Sublimation
is often a desirable mechanism. However, the consequences may, in
addition to preventing instinctual satisfaction, interfere with the person's
life in other ways if disproportionate time, money, or effort is used in the
activity.
Splitting – is the severance of
mental connections between two representations. If the connection brings too
much anxiety or pain, splitting will bring temporary relief. This defense
usually is used along with other defenses such as projection, denial and
repression. Freud first described it in his paper, ‘The splitting of the ego in
the process of defense’. Simply called defensive splitting. This term is widely
used today to explain the coexistence within the ego of contradictory states,
representative of self and others, as well as attitudes to self and others;
other individuals or the self is perceived as "All good or all bad
Symbolization: An object or act
represents a complex group of objects and acts, some of which may be
conflictual or unacceptable to the ego; objects or acts stand for a repressed
desire. Examples: (1) a soldier, when asked why he volunteered, he said,
"To defend the flag." He rejects as irrelevant a question about the
purpose of the war. (2) A boy asks for a girl's hand (in marriage). As in the
second illustration, symbolization is often combined with displacement. It is
one of the mechanisms usually involved in phobias. [Avoidance] [Displacement]
Undoing: An act or communication
which partially negates a previous one. Examples: (1) two close friends
have a violent argument; when they next meet, each act as if the disagreement
had never occurred. (2) When asked to recommend a friend for a job, a man makes
derogatory comments, which prevent the friend's getting the position; a few
days later, the man drops in to see his friend and brings him a small gift. In
a conscious analog of this, Napoleon made it a practice after reprimanding any
officer to find some words of praise to say at their next meeting. [Reaction formation] [restitution]
Defense Mechanisms Associated with Psychiatric Disorders
Substance Abuse:
Fragmentation form of denial, refer
to time
Minimization refer to quantity
Schizophrenia:
Symbolization keeps demons away
Delusional Disorders:
Paranoid - Projection
Erotomania - Projection
Grandeur - Reaction formation, Omnipotence
Somatic - Regression
Mood Disorders (Depression):
Introjection (loss, anger)
Reaction formation (mania)
Generalized Anxiety &
Panic Disorder:
Regression (or repression?)
Phobias:
Oedipal Complex:
Displacement (father, horse)
Obsessive-Compulsive
Disorder:
Isolation of Affect (ignore others’ feelings?)
Undoing (washing)
Somatoform Disorders:
Body dysmorphic
disorders: repression,
dissociation,
distortion,
symbolization
Dissociative Disorders (amnesia,
multiple
personalities):
Personality Disorders:
Always pathological:
Email questions to:
Octavio Pinnel (UT
Psychiatry)
Last Updated 9/1/99

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