A good Summary / Overview of Trauma / Abuse that I often used as a handout with my clients.
About Trauma
Traumatic experiences shake
the foundations of our beliefs about safety, and shatter our assumptions of
trust.
Because they are
so far outside what we would expect, these events provoke reactions that feel
strange and "crazy". Perhaps the most helpful thing I can say here is
that even though these reactions are unusual and disturbing, they are typical
and expectable. By and large, these are normal responses to abnormal events.
This page briefly
summarizes some of what we know about traumatic symptoms and responses, and
includes links describing PTSD symptoms and coping strategies.
Trauma Symptoms
Post-traumatic Stress Disorder
(PTSD) is the most common diagnostic category used to describe symptoms arising
from emotionally traumatic experience(s). This disorder presumes that the
person experienced a traumatic event involving actual or threatened death or
injury to themselves or others -- and where they felt fear, helplessness or
horror. Three additional symptom clusters, if they persist for more than a
month after the traumatic event and cause clinically significant distress or
impairment, make up the diagnostic criteria.
The three main
symptom clusters in PTSD
are: Intrusions, such as flashbacks or nightmares, where the traumatic
event is re-experienced. Avoidance, when the person tries to reduce
exposure to people or things that might bring on their intrusive symptoms. And Hyperarousal,
meaning physiologic signs of increased arousal, such as hyper vigilance or
increased startle response. The actual symptoms used in the United States
are described in the Diagnostic and Statistical Manual of Mental Disorders,
or DSM. The most current version of the DSM is the Fourth Edition, Text
Revision (DSM-IV-TR), published in June 2000 by the American Psychiatric
Association
Trauma
symptoms are probably adaptive,
and originally evolved to help us recognize and avoid other dangerous
situations quickly -- before it was too late. Sometimes these symptoms
resolve within a few days or weeks of a disturbing experience: Not everyone who
experiences a traumatic event will develop PTSD. It is when many symptoms
persist for weeks or months, or when they are extreme, that professional help
may be indicated. On the other hand, if symptoms persist for several months
without treatment, then avoidance can become the best available method to
cope with the trauma -- and this strategy interferes with seeking
professional help. Postponing needed intervention for a year or more,
and allowing avoidance defenses to develop, could make this work much
more difficult.
While PTSD is the
"prototypical" traumatic disorder, some people -- or some stressors
-- present variations on this theme. Depression, Anxiety, and Dissociation
are three other disorders that may sometimes arise after traumatic
experiences, but Somatoform disorders are also seen in some populations.
The differences may result from how the particular individual deals with or
expresses their stress, probably influenced by the individual's subjective
interpretation of the stress as well. Individual differences affect both the
severity and the type of symptoms experienced. For example, almost everyone
dissociates to some degree, as this
illusion illustrates.
Dissociation is a
fairly normal coping strategy in the face of overwhelming stress, but
extreme dissociative tendencies may be pathological. At this extreme,
Dissociative Identity Disorder, or DID
(formerly called MPD), is a condition requiring specialized treatment.
PTSD is
officially classed as an anxiety disorder, but some have argued that it fits more closely
with the dissociative disorders, and others feel it belongs by itself. There
has also been discussion over differential diagnoses for simple vs. chronic
traumatic histories (such as Complex PTSD, or the proposed DESNOS
diagnosis: for Disorders of Extreme Stress, Not Otherwise Specified).
Recent work suggests that DESNOS may be more frequent among individuals whose
subsequent adult traumas complicate chronic or unresolved childhood
traumatic experiences, and that DESNOS has important implications for
treatment. The proposed DESNOS disorder (not yet contained in the DSM) is
discussed in articles by Bessel van der Kolk, Julian Ford, and others on the Articles Page at
this site.
Background
We create meaning out of the
context in which events occur.
Consequently, there is always a strong subjective component in people's
responses to traumatic events. This can be seen most clearly in disasters,
where a broad cross-section of the population is exposed to objectively the
same traumatic experience. Some of the individual differences in susceptibility
to PTSD following trauma probably stem from temperament, others from prior
history and its effect on this subjectivity.
In the
"purest" sense, trauma involves exposure to a life-threatening
experience.
This fits with its phylogenetically old roots in life-or-death issues of
survival, and with the involvement of older brain structures (e.g., reptilian
or limbic
system) in responses to stress and terror. Yet, many individuals
exposed to violations by people or institutions they must depend on or
trust also show PTSD-like symptoms -- even if their abuse was not directly
life-threatening. it appears that
betrayal by
someone on whom you depend for survival (as a child on a parent) may produce
consequences similar to those from more obviously life-threatening traumas.
Examples include some physically or sexually abused children as well as Vietnam
veterans, but monkeys
also show a sense of fairness, so our sensitivity to betrayal may not
be limited to humans. Experience of betrayal trauma
may increase the likelihood of psychogenic amnesia, as compared to
fear-based trauma. Forgetting may help maintain necessary attachments (e.g.,
during childhood), improving chances for survival; if so, this has
far-reaching theoretical implications for psychological research. Of course,
some traumas include elements of betrayal and fear; perhaps all involve
feelings of helplessness.
As you might
expect, risk for PTSD increases with exposure to trauma. In other words,
chronic or multiple traumatic experiences are likely to be more difficult to
overcome than most single instances. PTSD is also more likely if passive
defenses, such as freezing or dissociation, are used -- rather than active
defenses such as fight or flight. Epidemiological
estimates suggest that the incidence and lifetime prevalence rates of
PTSD in the general population are around 1% and 9%, respectively. But these
levels increase markedly for young adults living in inner cities (23%), and for
wounded combat veterans (20%). There is also evidence that early traumatic experiences
(e.g., during childhood), especially if these are prolonged or repeated, may
increase the risk of developing PTSD after traumatic exposure as an adult. This
may result from state-dependent learning, where previous responses to a
terrifying event are repeated even though more appropriate responses (i.e.,
active defenses) may now be possible.
Several animal
studies have suggested the possibility of permanent physical damage (including shrinkage)
in the hippocampus
and changes in the amygdala
when severe or chronic trauma -- and its symptoms -- persists (see especially
work by Robert Sapolsky and by Joseph
LeDoux, respectively). Unfortunately, there is no easy way to compare
the relative types or degree of trauma across species. The most recent human
data, including Gilbertson
et al's (2002) twin study, suggest that response to trauma may be
influenced by pre-existing individual differences in hippocampal volume.
Perhaps both processes are involved.
There's no clear
evidence that susceptibility to PTSD varies for members of different ethnic or
minority groups (given a traumatic experience). But individual differences
clearly play some role. For example, younger children have less ability to
predict, avoid, make sense of, or to actively defend against, upsetting events,
and more introverted or shy individuals may experience stronger emotional
reactions to such experiences.
Children,
especially young ones, are apt to see things quite differently than adults; it
can be very easy for a stressed-out parent to overlook or fail to recognize a
child's fears about such events. If you take time to listen receptively,
they'll probably tell you. Bruce Perry has given permission to make two
excellent and informative booklets available here; they list clear guidelines
written for adults who must work or live with children traumatized by
death and summarize
the child's experience of grief from a death or other loss. You will
find links to many other sites specifically concerned with childhood trauma,
on Page 6-1.
Several different
resources give concise information about characteristic symptoms of PTSD. For
example, the American Psychological Association has a brief summary of typical PTSD symptoms, and also
a short press release summarizing some coping tips
for people who have either experienced a disaster or been traumatized. A fact-sheet on
traumatic responses, written by Patti Levin PsyD, also provides very good
general information about symptoms and some helpful things you can do about
them. Finally, Lisa Beall has written an extensive bibliographic essay
on PTSD, summarizing much literature on this disorder and some of the
controversy surrounding it.
Secondary Traumatization
One additional aspect of
traumatic exposure affects primarily the workers who help trauma and disaster
victims. These people include psychologists and other mental health
professionals, but also the emergency workers -- EMTs, physicians, fire, police,
search & rescue, etc. -- exposed to an overdose of victim suffering. These
professions are at-risk for secondary traumatization. Known by various
names -- compassion fatigue, secondary or vicarious traumatization, and
"burn out", the symptoms here are usually less severe than PTSD-like
symptoms experienced by direct victims in a disaster. But they can affect the
livelihoods and careers of those with considerable training and experience
working with disaster and trauma survivors. Secondary trauma might also be seen
in jurors, for example, or in other individuals exposed to traumatic material
(e.g., journalists; news photographers). Risk for secondary trauma is not
limited to professions where such exposures are commonplace. As you might
expect, the risk increases when traumatic exposures are unexpected, or among
those without adequate preparation.
Expect this, if
you work with or are exposed to the stories of many disaster/trauma victims,
and take steps to protect yourself at the first sign of trouble. Basically,
there are three risk factors for secondary traumatization: 1) exposure
to the stories (or images) of multiple disaster victims, 2) your
empathic sensitivity to their suffering, and 3) any unresolved emotional
issues that relate (affectively or symbolically) to the suffering seen.
Aside from using
whatever stress reduction,
stress
mangement, or stress
relaxation, measures work best for you, there's little an emergency or
disaster worker can do about the first two risk factors, but it does help
reduce the risk for vicarious traumatization if you know your own personal
vulnerabilities and unresolved upsetting issues. Those are the cases best
referred to your colleagues, when possible. Beth Stamm has created a wonderful
website particularly on Secondary
Traumatization that discusses these issues in much greater detail, and
Laurie Anne Pearlman has compiled a selected bibliography
of important references in the areas of vicarious and indirect trauma.
For many exposed
individuals, especially those in the at-risk professions, participation in
well-run CISD (Critical Incident Stress Debriefing) groups may also help
resolve upsetting experiences more quickly, as long as participation is
voluntary (not mandatory). Group debriefings may be adequate for most, but
brief individual sessions might be needed for 10 - 20% of those suffering the
most severe exposures. (There are now several links to articles and references
about CISD on Page 4,
as well as other links specifically on PTSD among police and other emergency
workers.)
Readings
It was difficult to summarize
what we know of trauma responses, as above, without feeling superficial and
overly simplistic. To counter that, here are two separate links to reference
lists I've collected on this subject; both sets of readings concentrate on
research and theory, rather than on clinical issues. The easy list is shorter
and fairly accessible, with lots of Scientific American-level articles
concerning emotional trauma. For those who want more detailed readings,
the longer list contains additional work in this field; I found these articles
very important in building my understanding of the underlying mechanisms
involved in emotional trauma. Use your browser to search for specific names or
words in these lists. [Please feel free to send me email comments about these pages.]
Recently, I've
added a bibliography of recommended books for professionals (clinicians,
teachers, researchers, librarians), clinical students, and the public
(survivors and their families or friends). In association with Amazon.com,
these recommended trauma books are available for purchase at the Trauma Pages Bookstore
here at this website.
On the next two
pages, you'll find several excellent full-length articles about trauma, and
more information about resources in the trauma field, including the searchable
online databases, the traumatic-stress mailing list, and treatment information.
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Copyright © 1995-2004 David V. Baldwin, PhD
(541) 686 2598
http://www.trauma-pages.com
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